（征稿通知）2026年金融监管与监管科技论坛（2026 International Forum on Financial Regulation and RegTech）

当前，以大语言模型、生成式人工智能为代表的新一代人工智能技术正以前所未有的速度渗透全球金融业，深刻改变着金融业务模式与风险形态，也为金融监管带来算法歧视、数据泄露、系统性风险等新型挑战。如何利用监管科技（RegTech）在科技赋能与风险防控之间实现动态平衡，已成为国内外学术界、业界和监管机构共同关注的前沿课题。

北京航空航天大学联合管理科学与工程学会人工智能技术与管理应用分会、中国系统工程学会金融系统工程专委会、中国优选法统筹法与经济数学研究会风险管理分会于2025年共同发起“金融监管与监管科技论坛”，旨在围绕金融监管、科技赋能监管等相关议题，搭建一个专业的学术交流平台，促进学界、监管机构与金融业界的深度对话与合作，推动我国金融监管能力提升，服务金融高质量发展与金融强国建设。首届论坛已于2025年5月在北京航空航天大学成功召开，由21世纪议程管理中心指导，北航经管学院与中国科学院大学经管学院联合承办，并得到了多个国家级科研平台与重点实验室的协办支持。首届论坛共邀请各类报告人40余位，录用论文72篇，注册参会代表235人，成功搭建了学界、监管机构与金融业界的高水平交流平台。

“2026年金融监管与监管科技论坛”（2026 International Forum on Financial Regulation and RegTech）诚邀国内外专家学者，围绕金融监管、监管科技、人工智能与金融安全等相关领域提交高质量论文，共同探讨在人工智能快速发展的时代背景下，金融监管的理论创新、实践路径，以及监管科技的方法与技术突破等前沿议题，助力科技赋能金融高质量发展。

论坛日期和地点：

“2026年金融监管与监管科技论坛”将在2026年6月12日至6月14日举行。其中，2026年6月12日报到，论坛会期为2026年6月13日至6月14日。

本届论坛将由北京航空航天大学经济管理学院和中国科学院大学经济与管理学院联合承办。会议地点在北京航空航天大学学院路校区。

论坛重要日期：

征文截止日期：  2026年4月15日

录用通知日期：  2026年4月30日

最终稿提交日期：2026年5月10日

投稿要求：

论坛投稿允许两种类型：1）论文全文投稿，论文必须是未发表以及未在审稿流程中的完整论文（中英文论文均可），此类投稿论文可选择参与合作期刊的活动和高质量论文评选；2）长摘要投稿，长摘要不超过4页（含图表），长摘要建议包含标题页、引言、方法/原理、算例/实例、致谢、参考文献。

请将PDF版本的工作论文全文/长摘要投稿至会议邮箱：RegTech2026@163.com。全文投稿的论文作者如果参加支持期刊的双向投稿评选或高质量论文评选等活动，请在投稿邮件标题中标明。投稿文章将由论文评审委员会进行评审。

论文征稿主题（包括但不限于下述主题）

l金融违法违规活动的监管和监管科技

l证券市场异常交易行为智能监测与发现方法和技术

l金融欺诈检测方法

l金融非法活动的识别和监测方法和监管科技

l金融风险评估的新方法，例如大数据和AI方法在风险管理中的应用

l金融系统性风险的新度量方法和预警技术

l信用风险评估和信用评分的新方法和新技术

l流动性风险计量方法

l大数据时代的供应链金融

l金融科技的发展及其影响

l金融科技产品和机构风险监测

l大语言模型和生成式人工智能在金融领域的应用及创新

l可解释AI

l模型风险及模型风险评估方法

l金融领域的人工智能方法及其对金融稳定的影响

l区块链技术及在金融监管中的应用

l虚拟货币的风险识别与监测方法

l银行业关键技术设施

l数字金融中的金融监管问题

l科技金融中的金融监管问题

支持期刊

·本届会议将与Journal of Empirical Finance合作，提供双重投稿选项。经会议评审后的受邀论文，可在规定期限内通过Journal of Empirical Finance官方投稿系统提交。参与双重投稿的论文须符合以下条件：此前未被该期刊拒稿，且当前未在其他期刊审稿中。

·本届论坛将评选高质量论文并推荐到论坛支持期刊，期刊包括（排名不分先后）：管理科学学报，管理评论，International Review of Financial Analysis，International Journal of Financial Engineering，金融监管研究，系统工程理论与实践，中国管理科学。部分期刊的特刊相关安排会在后续通知。

会议注册费

本论坛将收取会议注册费，教师2000元/人，学生1000元/人。会议注册费包含会议资料、会议期间的部分餐费等相关费用。参会者的差旅费、交通费和住宿费等费用需要参会者自行承担。会议注册开始时间和注册方式将在后续通知。

“2026年金融监管与监管科技论坛”的组织架构

主办和承办单位

主办单位：	北京航空航天大学 管理科学与工程学会人工智能技术与管理应用分会
	中国系统工程学会金融系统工程专业委员会
	中国优选法统筹法与经济数学研究会风险管理分会
指导单位：	中国21世纪议程管理中心
承办单位：	北京航空航天大学 经济管理学院
	中国科学院大学 经济与管理学院
协办单位：	“数据智能与智慧管理”（北航）工信部重点实验室
	中国科学院管理、决策与信息系统重点实验室
	中国人民大学国家治理大数据和人工智能创新平台
支持单位：	申万宏源证券有限公司

论坛主席和程序委员会

论坛荣誉主席(按姓氏字母序排列)
柴洪峰 院士	复旦大学
李心丹 教授	南京大学
汪寿阳 研究员	中国科学院数学与系统科学研究院
吴冲锋 教授	上海交通大学
杨晓光 教授	中国石油大学（北京）/中国科学院数学与系统科学研究院
张  维 教授	天津大学
论坛主席
吴俊杰  教授	北京航空航天大学 经济管理学院
李建平  教授	中国科学院大学 经济与管理学院
程序委员会主席(按姓氏字母序排列)
侯恪惟  教授 熊  熊  教授	俄亥俄州立大学 天津大学
张顺明  教授	中国人民大学
程序委员会秘书长
部  慧  副教授	北京航空航天大学
程序委员会成员（按姓氏首字母排序）
陈海强  教授	深圳大学
陈逢文  教授	重庆大学
陈  莹  教授	南京大学
叢  林  教授	南洋理工大学
方  颖  教授	厦门大学
冯  绪  教授	天津大学
高昊宇  教授	中国人民大学
龚六堂  教授	北京大学
韩忠民  教授	北京工商大学
李  琦  研究员	中国科学院自动化研究所
李仲飞  教授	南方科技大学
刘庆富  教授	复旦大学
刘赛红  教授	湖南工商大学
龙  春  正高级工程师	中国科学院计算机网络信息中心
楼  栋  教授	香港科技大学
彭俞超  教授	中央财经大学
隋  聪  教授	大连海事大学
孙基男  教授	北京大学
凃  俊  教授	上海交通大学
王军波  教授	香港城市大学
王  能  教授	长江商学院
吴  杰  研究员	复旦大学
吴卫星  教授	首都经济贸易大学
吴文锋  教授	上海交通大学
严  弘  教授	上海交通大学
杨立岩  教授	多伦多大学
叶广楠  研究员	复旦大学
叶  强  教授	中国科学技术大学
叶  鑫  教授	大连理工大学
余剑峰  教授	清华大学经济管理学院
余乐安  教授	四川大学
张永杰  教授	天津大学
张  召  教授	华东师范大学
周颖刚  教授	厦门大学
周  勇  教授	华东师范大学

组织委员会 组织委员会主席
部  慧  副教授		北京航空航天大学 经济管理学院
组织委员会成员（按姓氏字母序）
陈跃国  教授		中国人民大学 信息学院
房  勇  副研究员		中国科学院管理、决策与信息系统重点实验室
尚  维  副研究员		中国科学院数学与系统科学研究院 预测科学研究中心
谭小芬  教授		北京航空航天大学 经济管理学院
朱晓谦  副教授		中国科学院大学 经济与管理学院
左  源  副教授		北京航空航天大学 经济管理学院
王珊珊  副教授		北京航空航天大学 经济管理学院
论坛联系人
王论意  博士	北京航空航天大学 经济管理学院
	电话：15250957245
	邮箱：wanglunyi@buaa.edu.cn

 

Call for Papers

2026 International Forum on Financial Regulation and RegTech

Driven by the rapid evolution of AI, Generative AI and Large Language Models (LLMs), next-generation artificial intelligence is transforming the global financial landscape at an unprecedented pace. This technological revolution is not only driving remarkable innovation but also fundamentally reshaping traditional business models and risk paradigms. However, as these AI-driven technologies become deeply embedded in global finance, they introduce highly complex and borderless regulatory challenges. Critical issues such as algorithmic bias, data privacy breaches, and emerging systemic vulnerabilities now transcend national boundaries. Consequently, the need for robust, adaptive, and internationally coordinated regulatory frameworks has never been more urgent. The core question of how to harness Regulatory Technology (RegTech) to navigate these global challenges, striking a dynamic equilibrium between technological empowerment and effective risk control, has emerged as a critical frontier in academic research, industry practice, and global policy development.

Co-initiated in 2025 by Beihang University, in collaboration with leading academic societies in China, including the Artificial Intelligence Technology and Management Application Branch of the Management Science and Engineering Society, the Financial Systems Engineering Committee of the Systems Engineering Society of China, The Risk Management Branch of the China Society of Optimization, Overall Planning and Economic Mathematics, the International Forum on Financial Regulation and RegTech aims to establish a premier platform for academic exchange. Focusing on the intersections of financial regulation and technology-enabled compliance, the Forum seeks to foster in-depth dialogue and collaboration among academia, regulatory bodies, and the financial sector. The ultimate goal is to enhance global regulatory capabilities and foster the sustainable, high-quality development of the financial sector in an era driven by AI and technological innovation.

The inaugural forum was successfully held in May 2025 at Beihang University, bringing together over 235 registered participants, featuring more than 40 distinguished speakers, and accepting 72 papers. It served as a vital platform for exchange among academia, regulatory bodies, and the financial industry.

The 2026 International Forum on Financial Regulation and RegTech cordially invites scholars, researchers, and industry experts worldwide to submit high-quality original research papers. Against the backdrop of rapid AI advancement, the Forum focuses on critical areas including financial regulation, Regulatory Technology (RegTech), FinTech, and financial security. We aim to explore frontier topics, such as theoretical innovations, practical frameworks, and methodological and technological breakthroughs in RegTech, collaboratively harnessing technology to drive the sustainable and resilient development of the global financial sector.

Forum Dates & Venue

·Forum Dates: June 12–14, 2026

oRegistration: June 12, 2026

oConference Sessions: June 13–14, 2026

·Venue: Xueyuan Road Campus, Beihang University, Beijing, China.

Important Dates

·Submission Deadline: April 15, 2026

·Notification of Acceptance: April 30, 2026

·Final Camera-Ready Submission: May 10, 2026

Submission Guidelines

The Forum accepts two types of submissions. All submissions will be peer-reviewed by the Program Committee.

1.Full Papers: Submissions must be complete, unpublished original research that is not currently under review elsewhere (both English and Chinese manuscripts are welcome). Authors of full papers may choose to participate in the dual submission process and the high-quality paper selection.

2.Extended Abstracts: Submissions should not exceed 4 pages (including figures and tables). The suggested structure includes: Title Page, Introduction, Methodology/Principles, Case Studies/Examples, Acknowledgments, and References.

Submission Instructions

·Please submit your full paper or extended abstract in PDF format via email to: RegTech2026@163.com.

·Important Note: If you wish to participate in the dual-submission selection for supporting journals or the Outstanding Paper Award evaluation, please explicitly indicate this in the subject line of your submission email.

Topics of Interest

We welcome high-quality submissions on topics including, but not limited to:

(1)Financial Regulation & RegTech Innovation

·Regulation and RegTech for financial violations and illicit activities

·Intelligent monitoring and detection of abnormal trading behaviors in securities markets

·Advanced methods for financial fraud detection

·Identification and monitoring of illegal financial activities

·Regulatory issues in Digital Finance and Sci-Tech Finance

·Blockchain technology and its applications in financial regulation

(2)Risk Assessment & Management

·Novel approaches to financial risk assessment (e.g., Big Data and AI applications)

·New measurement methods and early warning technologies for systemic financial risk

·Advanced methodologies for credit risk assessment and credit scoring

·Liquidity risk measurement methods

·Risk monitoring for FinTech products and institutions

·Risk identification and monitoring methods for virtual currencies/crypto-assets

·Model risk and model risk assessment methodologies

(3)AI, LLMs & Financial Infrastructure

·Applications and innovations of Large Language Models (LLMs) and Generative AI in finance

·Explainable AI (XAI) in financial contexts

·AI methodologies in finance and their impact on financial stability

·Supply chain finance in the era of Big Data

·Development and profound impacts of FinTech

·Critical technological infrastructure in the banking sector

Supporting Journals

1.Dual Submission Track: The Forum has partnered with the Journal of Empirical Finance (JEF) to offer a dual submission option. Following the conference review process, authors of invited papers may submit their manuscripts through JEF’s official submission system within a specified timeframe.

·Eligibility: To participate in this dual submission track, the paper must not have been previously rejected by JEF and must not be currently under review at any other journal.

2.High-Quality Paper Recommendations: The Forum will select high-quality papers from the submissions and recommend them to our supporting journals. The list of supporting journals includes (in alphabetical order):

·Chinese Journal of Management Science (中国管理科学)

·Financial Regulation Research (金融监管研究)

·International Journal of Financial Engineering

·International Review of Financial Analysis

·Journal of Management Sciences in China (管理科学学报)

·Management Review (管理评论)

·Systems Engineering — Theory & Practice (系统工程理论与实践)

Note: Detailed arrangements regarding Special Issues for select supporting journals will be provided in subsequent announcements.

Registration Fees

To cover the costs of the event, a registration fee will be applied to all attendees:

·Regular / Faculty: 2,000 CNY per person

·Student: 1,000 CNY per person

Fee Coverage: The registration fee includes conference materials and select meals during the Forum. Please note that attendees are responsible for their own travel, transportation, and accommodation expenses.

Further Details: The official registration opening date, payment methods, and detailed instructions will be released in an upcoming notice.

Organization

Hosted by：

·Beihang University

·Branch of Artificial Intelligence Technology and Management Application, Management Science and Engineering Society of China

·Financial Systems Engineering Committee, Systems Engineering Society of China

·Risk Management Branch, Chinese Society of Optimization, Overall Planning and Economic Mathematics

Organized by:

·School of Economics and Management, Beihang University

·School of Economics and Management, University of Chinese Academy of Sciences (UCAS)

Co-organized by:

·Key Laboratory of Data Intelligence and Smart Management (Beihang University), Ministry of Industry and Information Technology

·Key Laboratory of Management, Decision and Information Systems (MADIS), Chinese Academy of Sciences

·Innovation Platform for Big Data and Artificial Intelligence in National Governance, Renmin University of China

Honorary Chairs (in alphabetical order by last name):

Prof. CHAI Hongfeng, Academician, Fudan University

Prof. LI Xindan, Nanjing University

Prof. WANG Shouyang, Academy of Mathematics and Systems Science, Chinese Academy of Sciences

Prof. WU Chongfeng, Shanghai Jiao Tong University

Prof. YANG Xiaoguang, China University of Petroleum, Beijing & Academy of Mathematics and Systems Science, Chinese Academy of Sciences

Prof. ZHANG Wei, Tianjin University

Forum Chairs:

Prof. WU Junjie, School of Economics and Management, Beihang University

Prof. LI Jianping, School of Economics and Management, University of Chinese Academy of Sciences

Program Committee Chairs (in alphabetical order by last name):

Prof. HOU Kewei, The Ohio State University

Prof. XIONG Xiong, Tianjin University

Prof. ZHANG Shunming, Renmin University of China

Program Committee Secretary

Assoc. Prof. BU Hui, Beihang University

Program Committee (in alphabetical order by last name):

Prof. CHEN Haiqiang, Shenzhen University

Prof. CHEN Fengwen, Chongqing University

Prof. CHEN Ying, Nanjing University

Prof. CONG Lin William, Nanyang Technological University

Prof. FANG Ying, Xiamen University

Prof. FENG Xu, Tianjin University

Prof. GAO Haoyu, Renmin University of China

Prof. GONG Liutang, Peking University

Prof. HAN Zhongmin, Beijing Technology and Business University

Prof. LI Qi, Institute of Automation, Chinese Academy of Sciences

Prof. LI Zhongfei, Southern University of Science of Technology

Prof. LIU Qingfu, Fudan University

Prof. LIU Saihong, Hunan University of Technology and Business

Prof. LONG Chun, Computer Network Information Center, Chinese Academy of Sciences

Prof. LOU Dong, The Hong Kong University of Science and Technology

Prof. PENG Yuchao, Central University of Finance and Economics

Prof. SUI Cong, Dalian Maritime University

Prof. SUN Jinan, Peking University

Prof. TU Jun, Shanghai Jiao Tong University

Prof. WANG Junbo, City University of Hong Kong

Prof. WANG Neng, Cheung Kong Graduate School of Business

Prof. WU Jie, Fudan University

Prof. WU Weixing, Capital University of Economics and Business

Prof. WU Wenfeng, Shanghai Jiao Tong University

Prof. YAN Hong, Shanghai Jiao Tong University

Prof. YANG Liyang, University of Toronto

Prof. YE Guangnan, Fudan University

Prof. YE Qiang, University of Science and Technology of China

Prof. YE Xin, Dalian University of Technology

Prof. YU Jianfeng, Tsinghua University

Prof. YU Lean, Sichuan University

Prof. ZHANG Yongjie, Tianjin University

Prof. ZHANG Zhao, East China Normal University

Prof. ZHOU Yinggang, Xiamen University

Prof. ZHOU Yong, East China Normal University

Organizing Committee:

Chair:

Assoc. Prof. BU Hui, School of Economics and Management, Beihang University

Members:

Prof. CHEN Yueguo, School of Information, Renmin University of China

Assoc. Prof. FANG Yong, Key Laboratory of Management, Decision and Information Systems, Chinese Academy of Sciences

Assoc. Prof. SHANG Wei, Key Laboratory of Management, Decision and Information Systems, Chinese Academy of Sciences

Prof. TAN Xiaofen, School of Economics and Management, Beihang University

Assoc. Prof. ZHU Xiaoqian, School of Economics and Management，University of Chinese Academy of Sciences

Assoc. Prof. ZUO Yuan, School of Economics and Management, Beihang University

Assoc. Prof. WANG Shanshan, School of Economics and Management, Beihang University

Contact:

Lunyi Wang, Ph.D. School of Economics and Management, Beihang University

Tel: +86 15250957245

Email: wanglunyi@buaa.edu.cn